0001104659-14-005186.txt : 20140130 0001104659-14-005186.hdr.sgml : 20140130 20140130131738 ACCESSION NUMBER: 0001104659-14-005186 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140130 DATE AS OF CHANGE: 20140130 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BIRNER DENTAL MANAGEMENT SERVICES INC CENTRAL INDEX KEY: 0000948072 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HEALTH SERVICES [8000] IRS NUMBER: 841307044 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-53665 FILM NUMBER: 14559849 BUSINESS ADDRESS: STREET 1: 1777 S. HARRISON STREET, STREET 2: SUITE 1400 CITY: DENVER STATE: CO ZIP: 80210 BUSINESS PHONE: 3036910680 MAIL ADDRESS: STREET 1: 1777 S. HARRISON STREET, STREET 2: SUITE 1400 CITY: DENVER STATE: CO ZIP: 80210 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Genty Elizabeth CENTRAL INDEX KEY: 0001598588 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 860 SOUTH STEELE STREET CITY: DENVER STATE: CO ZIP: 80209 SC 13G 1 a14-4678_1sc13g.htm SC 13G

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No.     )*

 

Birner Dental Management Services, Inc.

(Name of Issuer)

Common Stock, no par value

(Title of Class of Securities)

091283200

(CUSIP Number)

April 18, 2013

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

x

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No. 091283200

 

 

1.

Names of Reporting Persons
Elizabeth Genty

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
146,319

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
146,319

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
146,319

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.89% (1)

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


(1)  Based on the total outstanding shares of common stock of 1,852,565 as of November 1, 2013.

 

2



 

CUSIP No. 091283200

 

Item 1.

 

(a)

Name of Issuer
Birner Dental Management Services, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices
1777 S. Harrison Street, Suite 1400, Denver, Colorado 80210

 

Item 2.

 

(a)

Name of Person Filing
Elizabeth Genty

 

(b)

Address of Principal Business Office or, if none, Residence
860 South Steele Street, Denver Colorado 80209

 

(c)

Citizenship
United States of America.

 

(d)

Title of Class of Securities
Common Stock, no par value

 

(e)

CUSIP Number
091283200

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

A non-U.S. institution in accordance with § 240.13d–1(b)(1)(ii)(J);

 

(k)

o

Group, in accordance with § 240.13d–1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with

§ 240.13d–1(b)(1)(ii)(J), please specify the type of institution:____________________________

Not Applicable.

 

3



 

CUSIP No. 091283200

 

Item 4.

Ownership

 

(a)

Amount beneficially owned:   

146,319 shares of common stock of issuer

 

(b)

Percent of class:   

7.89%

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

146,319 shares of common stock of issuer

 

 

(ii)

Shared power to vote or to direct the vote    

Elizabeth Genty has no shared power to vote or to direct the vote of any shares of the issuer.

 

 

(iii)

Sole power to dispose or to direct the disposition of   

146,319 shares of common stock of issuer

 

 

(iv)

Shared power to dispose or to direct the disposition of   

Elizabeth Genty has no shared power to dispose or to direct the disposition of any shares of the issuer.

 

Item 5.

Ownership of Five Percent or Less of a Class

Not Applicable.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

No person other than Elizabeth Genty has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of the shares of, the common stock owned by her.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not Applicable.

 

Item 8.

Identification and Classification of Members of the Group

Not Applicable.

 

Item 9.

Notice of Dissolution of Group

Not Applicable.

 

4



 

CUSIP No. 091283200

 

Item 10.

Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated January 21, 2014

 

 

 

 

ELIZABETH GENTY

 

 

 

 

By:

/s/ Elizabeth Genty

 

Name:

Elizabeth Genty

 

 

ATTENTION

 

Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).

 

5